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The Citizen Advocacy Center helps citizens act on issues of public significance by providing educational guides. The guides listed below are to help citizens understand the laws and tools that allow, and give right to, greater participation in the decision making process.

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THE ABCs OF DUPAGE COUNTY GOVERNMENT

INTRODUCTION: Established in 1839, DuPage County, located 20 miles west of the City of Chicago, is one of the fastest growing counties in the United States. Originally a part of Cook County, DuPage County, named after DuPazhe, a French fur trader who established his home and trading post at the fork of the east and west branches of the DuPage River, began as an agricultural county. DuPage County has developed into 39 municipalities and several unincorporated areas. Very few of the old farms remain. The county's landscape now includes new residential subdivisions, commercial buildings, industrial parks, shopping centers, and the county's corporate high-tech corridor. In 2000, DuPage County's population was 904,161, an increase of 15.7% since 1990, making it the second most populous county in Illinois. It is now among the top 50 largest U.S. counties. During the 2000 November elections, there were 482,789 registered voters, 365,124 (75.63%) of whom cast their ballots.

DuPage County Government- Operating under the township form of government with nine townships in six County Board Districts, DuPage County's governing body elects four members (24 total) to its Board from each elected district. Elected at large, the County Board Chair oversees the Board. DuPage County voters elect the following officials on a county wide basis: Auditor, Circuit Court Clerk, Coroner, County Clerk, Recorder, Regional Superintendent of Schools, Sheriff, State's Attorney, and Treasurer. Overall, there are approximately 3,223 paid county employees, including elected officials, and not including the Health Department employees. DuPage County, like all other counties in Illinois, except Cook County, does not operate under Home Rule power. Thus, DuPage does not have the statutory responsibility to budget and fund primary and secondary schools or to administer State Medicaid funds.

DuPage County Facts- Created; February 9, 1939 Area: 332.1 square miles County Seat: Wheaton 2000 Population: 904,161 2000 Median Income: $60,433 Number of Registered Voters During November 2000 Elections: 482,789 Number of People who voted In November 2000 elections: 365,124

DuPage County Population -According to the 2000 census, Naperville, located in the County's southwest corner, with a population of 128,358, has the largest population. Of the remaining municipalities located entirely within DuPage County borders, Wayne has the smallest population. (2,137)

COUNTY BOARD

The County Board is responsible for the management of County funds and business, and has broad fiscal and regulatory powers. The Board governs where no other agency or body is assigned. Policies and programs of the board are implemented through the levying of taxes and the appropriating of funds. The County Board meets at 9:30 am on the second and fourth Tuesdays of each month on the third floor of the DuPage County Administrative Building. All meetings are open to the public, and public comment is accepted for a maximum of 30 minutes at each meeting. Citizens must sign up before the start of each meeting on a public comment sheet if they wish to speak. Ten Board members earn a salary of $33,003 and fourteen Board members earn a salary of $40,000 for this part time position. In June of 2001, the DuPage County Board approved new boundaries for the six districts, effective in 2002. Every seat is up for election in 2002, and each district will elect three Board members instead of four. There will be a total of 18 Board members, whereas currently there are 24.

DuPage County Board- Robert M. Franzen-Chairman District 1: Linda J. Bourke Hilbert (D)-Elmhurst; Roger A. Jenisch (R) Bloomingdale; William J. Maio, Jr (R) Itasca; D. Dewey Pierotti Jr (R) Addison District 2: Olivia G. Gow (R) Elmhurst; Edward A. Merkel (R) Elmhurst; Patrick J. O'Shea (R) Lombard; Irene Stone (R) Lombard District 3: Thomas F. Bennington, Jr (R) Downers Grove; Wallace H. Brown (R) Downers Grove; Kyle A. Gilgis (R) Downers Grove; Michael F. McMahon (R) Hinsdale District 4: Paul P. Didzerekis (R) Wheaton; Michael R. Formento (R) Glen Ellyn; Gwendolyn S. Henry (R) Wheaton; John E. Noel (R) Glen Ellyn District 5: James D. Healy (R) Naperville; Robert A. Heap (R) Naperville; Alice D. Peterson (R) Woodridge; Robert W. Schroeder (R) Naperville District 6: Roger G. Kotecki (R) Glen Ellyn; Linda A. Kurzawa (R) Winfield; Pamela H. Rion (R) Bloomingdale; James F. Zay Jr (R) Carol Stream

DuPage County Board Standing Committees-Finance- William Maio, Robert Heap, Thomas Bennington, Wallace Brown, Paul Didzerekis, Kyle Gilgis, Gwendolyn Henry, Roger Jenisch, Linda Kurzawa, Edward Merkel, John Noel, Pamela Rion, Robert Schroeder, James Zay Development- Gwendolyn Henry, Alice Peterson, Wallace Brown, Olivia Gow, Linda Hilbert, Irene Stone, James Zay Environmental- Thomas Bennington, James Healy, Michael Formento, Olivia Gow, Roger Kotecki, John Noel Health and Human Services- Robert Schroeder, Linda Kurzawa, Kyle Gilgis, Gwendolyn Henry, Linda Hilbert, Edward Merkel, Alice Peterson Judicial Public Safety- Robert Heap, Patrick O'Shea, Thomas Bennington, Paul Didzerekis, Roger Kotecki, John Noel Public Transit- John Noel, Pamela Rion, Kyle Gilgis, Roger Kotecki, William Maio, Robert Schroeder, Dewey Pierotti Public Works- Roger Jenisch, Michael Formento, James Healy, Linda Kurzawa, William Maio, Michael McMahon, Patrick O'Shea Solid Waste- Kyle Gilgis, Paul Didzerekis, Roger Jenisch, Roger Kotecki, Alice Peterson, Irene Stone Stormwater- James Zay, Wallace Brown, Olivia Gow, Robert Heap, Linda Hilbert, John Noel Technology- Paul Didzerekis, James Zay, Robert Heap, Roger Jenisch, Michael McMahon, Edward Merkel Transportation- Pamela Rion, William Maio, Thomas Bennington, Michael Formento, James Healy, Patrick O'Shea Ad Hoc Committees for: Ethics Government Efficiency Legislative Reapportionment

ELECTED OFFICIALS

County Board Chair. The Board Chair is the chief operating member of the County Board. This position is part-time. Mr. Robert Schillerstrom serves as the current Chair. Besides presiding over Board meetings, the chair's duties include: · Preparing the agenda and scheduling meetings of the Board · Recommending new and special committees if problems in the community arise · Serving as the Liquor Control Commissioner for unincorporated areas of DuPage County · Appointing representatives to other county boards and commissions (with the advice and consent of the County Board) and · Overseeing the rule-making body of the County and serving as the voice of authority. The Chair can be reached at: 421 N. County Farm Rd. Wheaton, IL 60187 (630) 682-7282 The Chairman receives a salary of $87,987.

County Auditor. The Auditor, currently James W. Rasins, is the final examiner of the distribution of County money. The Auditor's duties include: · Conducting internal audits of the county's separate operating departments · Auditing all bills against the County, and recommending their payment or rejections · Judging whether the county departments operate efficiently and how they can be improved · Responding to citizens' complaints of government waste and misuse of resources To Contact the County Auditor: 421 N. County Farm Rd. Wheaton, IL 60187 (630) 682-7190 auditor@dupageco.org Currently, the annual salary of the Auditor is $95,420 for the full time position.

Clerk of the Circuit Court. DuPage County encompasses the State of Illinois 18th Judicial Circuit. The office of the Clerk of the Circuit Court, the trial level court, is a constitutional office. This means that the duties are defined by State Constitution, Illinois Statutes and administrative Rules, and thus, the position is not strictly county controlled. Currently, Joel Kagann is the Circuit Court Clerk. The Clerk is responsible for making sure all sessions of the Court are attended by someone from the Clerk's office, keeping and preserving all records and files of the Court, and keeping the Seal of the Court. The Office of the Clerk is not subject to the Freedom of Information Act, but court records are accessible through common law and statutory access rights. To reach the Circuit Court Clerk: 505 N. County Farm Rd. Wheaton, IL 60187 (630) 682-7110 The Clerk's current salary is $106,423.

County Clerk. The duties of the County Clerk, currently Gary King, include: · Serving as the Clerk of the Board, attending all Board meetings, keeping a record of the proceedings, and attesting to all ordinances and resolutions passed by the Board · Serving as the Secretary of the Liquor Control Commission · Serving as the Secretary of the Forest Preserve Commission · Issuing marriage and liquor licenses · Filing and furnishing copies of birth certificates, death certificates and marriage certificates · Compiling property records for tax assessments and calculating and certifying property tax amounts to the county treasurer for collection · Authorizing the County treasurer to pay all county bills The County Clerk can be reached at: 421 N. County Farm rd. Wheaton, IL 60187 (630) 682-7035 The current annual salary for the County Clerk is $95,419.

Coroner. Richard Ballinger, as the current County Coroner, investigates the nature of County citizens' deaths. This includes natural deaths as well as suicides and homicides. The coroner holds the same powers as the Sheriff in order to preserve the peace. If the Office of Sheriff is vacant, the Coroner fills in temporarily. The Coroner's Office: 414 n. County Farm Rd. Wheaton, IL 60187 (630) 682-7500 The current annual salary of the coroner is $95,420.

Recorder. Rick Carney, the current DuPage County Recorder, is responsible for indexing DuPage County land. The current value of County land is over $50 billion. The Recorder accepts deeds, mortgages, and similar documents, which determine who holds title to every parcel of land. The Recorder's Office: 421 N. County Farm Rd. Wheaton, IL 60187 (630) 682-7200 The Recorder's salary is $95,420.

Sheriff. The Sheriff's duty to preserve the peace within the borders of DuPage County. John E. Zeruba, the current DuPage County sheriff, is charged with the enforcement of the criminal statutes, court system and corrections. The DuPage County Sheriff's Office is the largest office administered by an elected official within the County. The Sheriff's Office: 501 N. County Farm Rd. Wheaton, IL 60187 (630) 682-7256 The salary of the DuPage County sheriff is $109,273.

DuPage County State's Attorney. The office of County State's Attorney is divided into civil, criminal and administrative divisions. The two main responsibilities of the State's Attorney, Joseph Birkett, are: · To prosecute all criminal matters brought before Illinois 18th Judicial Circuit Court on behalf of the People, and · To provide legal counsel for the County. State's Attorney's Office: 505 N. County Farm Rd. Wheaton, IL 60187 (630) 682-7050 The current salary for the State's Attorney is $129,807.

Treasurer. John Novak, the County treasurer, distributes County money, pays the County bills and collects the taxes. The treasurer is responsible for more than one billion dollars each year. At various times of the year, his office distributes real estate tax funds to DuPage's more than 300 taxing bodies. Treasurer's Office: 421 N. County Farm Rd. Wheaton, IL 60187 (630) 682-7012 The treasurer's current annual salary is $95,420.

DuPage County Health Department

Mission: The Mission of the Health department is "to promote health and prevent disease" for all DuPage residents. Four District Branches: Environmental Health, Nursing, Mental Health and Administration, and Health Fraud. Health Centers: Located in Wheaton, Lombard, Addison and Westmont. Financing: Public and private interests contribute fees and grants. Property taxes also play a role in financing health services. Every resident, regardless of income, has the opportunity to receive care.

DuPage County Employment and Financial Condition*

The County Finance Department determined that, in 1990, about 36% of the population had four or more years of college. The DuPage County Department of Development found that the largest job creator in the area is Lucent Technology in Naperville/Lisle, employing 12,500 in 1999. According to the Finance Department, real estate tax revenue received by the county increased slightly in 2000, amounting to $43.8 million, as compared to $43.5 million in 1999. DuPage County revenues that came from Governmental funds for fiscal year 2000 were $268,754,389, a one-year increase of $24,465,928. Government fund expenditures between 1999 and 2000 decreased $5,823,547, totaling $283,587,351.

2000 DuPage County Revenues · Property Taxes-$58,236,158 · Sales/Gas Tax-$61,960,651 · Intergovernmental-$73,649,715 · Court Fees, Fines, Forfeits-$18,293,276 · Fees, Licenses, Permits-$22,473,966 · Charges for Services-$8,509,204 · Interest Income-$12,535,936 · All Other Revenue-$13,095,483 2000 DuPage County Expenditures · General Government-$72,854,724 · Hwy., Streets, Bridges-$36,084,466 · Judicial-$44,444,094 · Public Services-$38,927,585 · Heath & Public Safety-$70,851,103 · Debt Service-$19,858,760 · Educational Services-$566,619 *Figures provided by DuPage County Finance Department.

Forest Preserve District of DuPage County (630) 933-7200

In 1992, DuPage established, by Ordinance, the Forest Preserve District of DuPage County as a separate "body Politic and corporation organized and existing under the Downstate Forest Preserve District." The Forest Preserve District owns and manages 58 preserves totaling over 23,000 acres of land. A Forest Preserve Commission composed of all the County Board members currently governs the District. The members elect officers themselves from within their own numbers. "Dewey" Pierotti, Jr is the current acting Commission President. Commissioners receive an annual stipend of $2,500 and the Commission President receives $19,000. Commissioners meet at 9:30 am on every first and third Tuesdays of each month on the third floor of the county's Administrative Building. In 2002, a separately elected six-member Forest Preserve commission will replace the current Commission. One commissioner will be elected from each district and the president will be elected by voters of the county, rather than by the commissioners. Also, the president's pay is set at 85% of the County Board Chairman's salary, instead of being set by the commissioners. Commissioners must divide themselves into two groups for the purpose of staggering terms. The County Board Chairman and Board Members may not simultaneously serve as commissioner or president of the board of commissioners of the Forest Preserve District.

DuPage County's Governmental Bodies

DuPage has a total of 143 separate government entities: One county government, nine townships, thirty-nine municipalities (village or cities), forty park districts, thirty-one fire protection districts, fourteen library districts, eight sanitary districts (five treatment and three collection only), and one county forest preserve district. DuPage also has over 300 taxing districts: DuPage County, DuPage County Forest preserve, DuPage Airport Authority, DuPage Water Commission, nine townships, four township special police, thirty-nine municipalities, twenty-two increment financing districts, forty park districts, thirty-one fire protection districts, eight sanitary districts, five mosquito abatement districts, four surface water protection districts, one hospital district, fourteen library districts, one hundred and ten special service areas, one street lighting district, thirty-one grade school districts, eight high school districts, ten twelve grade unit school districts and three junior college districts..

TOWNSHIPS: Addison, Bloomingdale, Downers Grove, Lisle, Milton, Naperville, Wayne, Winfield, and York.

REPRESENTATIVES: Eight state senators, twelve General Assembly representatives, thirteen 18th Judicial Circuit court judges, and twenty-six associate judges.

Loan Repayment Assistance Programs: How They Work, Who Offers Them and How to Start One at Your School

On average, law students at private schools graduate with $70,000 to $80,000 debts, generally facing payments of $900 a month for 10 years - nearly $11,000 a year. In contrast, the average public-interest starting salary is $31,000. In a 10 year period, 1988-1998, law school tuition has more than doubled - at public law schools, from $2,810 to $7,035 and at private law schools, from $9,048 to $19,256. Due to these huge debts, low salaries, and offers from top firms nearing $140,000, public interest work is becoming less feasible for many students. To alleviate some of the financial burden, a few schools offer some form of loan forgiveness. Currently, there are 49 law schools with loan repayment assistance programs, which help students pay off their debts, and 14 schools with public interest scholarship programs, which help students avoid accumulating huge debts while in law school. The numbers of both these programs have been on the rise since 1986, when there were only 5, but no new programs have been established since 1994. 5 law schools have actually eliminated or decreased funding since 1994, although the amount spent on LRAP's has increased from $3 million in 1994 to $7 million in 1999. (From Financing the Future: NAPIL's 2000 report on Law School Loan Repayment Assistance.)

Government agencies are another option for public interest work. Under 5 U.S.C. 5379, some Government agencies repay the federal student loans of their employees. Each individual Government agency voluntarily establishes the program and pays for the loan repayment out of its individual budget. Financial assistance is limited to $6000 per year per employee, with a $40,000 maximum per employee.

Status of Chicago Law Schools

Depaul- No Program

University of Chicago- has an excellent program. The school provides an interest free loan after graduation to pay University of Chicago law school debt, and after five years of participation in the program, forgives 100% of the post graduation loan (33% after 3 years, 66.6% after 4 years). If the participant remains in the program after five years, they will continue to receive money in the form of a grant. Income eligibility is calculated using many factors.

Loyola- has a LRAP. Participants must work one full year in public interest work after graduation before qualifying, make less than $41,000 a year, and have incurred at least a $50,000 debt.

Chicago-Kent- No program.

Northwestern University- has a very successful LRAP. The program provides interest free loans, and depending on the length of employment, these loans are partially or wholly forgiven. The school had nearly forty participants last year and disbursed approximately $125,000.

John Marshall- No program.

Establishing an LRAP at Your School

ORGANIZE First, find out which organizations and students at your school would be willing to work together to establish an LRAP program, such as the · student bar association; · student government; · public interest student organizations; · minority organizations; · women's organizations; · legal service groups; · local public sector employers; · state or local bar associations; · and any faculty members. Involving many diverse groups will show the importance and widespread interest in establishing an LRAP.

RESEARCH · financial impact the LRAP would have on your school; · percentage of students who work in public interest or government agencies upon graduation; · percentage of students who incur law school debt; · average monthly debt of the graduating class; · average amount of monthly living expenses for a graduated class; · factors that students consider in choosing a job; · student body's interest in the creation of an LRAP.

STRATEGIZE 1. Goals- Establish a written list of short term, intermediate and long term goals. Short term: · draft a program proposal; · obtain the dean's support; · obtain a petition with signatures of at least 50% of the law school's student body. Intermediate: · determine the percentage of students seeking enrollment in the program that the fund should be able to support; Long term (broad goals): · create a supportive atmosphere financially, through expanding curriculum and administrative support; · ensure that 15% or more of each class chooses to work as a public interest or government lawyer; · ensure that 35% of those in private practice donate pro bono services each year; 2. Resources Determine what resources are available and what problems might stand in the way of success. · Who will do the work that the campaign requires? · How many hours can each person contribute? · What meeting/office space and equipment is available? · How much money is available? · What internal relationships are going to get in the way of success and how can damage be minimized? · How will the lack of financial resources be overcome? · Who might be potential opponents to the coalition goals and what might they do or spend to defeat it? · Who is our primary target (the person whose decision would result in achieving the goals)? 3. Tactics Increase the visibility and support for the LRAP through education and recruitment. · Media Events - use at the start of the LRAP campaign to obtain press and television coverage. Announce that a coalition from the law school is working on the LRAP and to dramatize how it will help students, the community and the law school; · Actions - approach your target (the decision maker) with a specific request, such as scheduling an appointment or hearing where the issues can be aired; · Education and Teach-ins - invite a well known speaker to increase awareness and draw positive media coverage about the LRAP to the law school; · Public Forums - sponsor a forum to educate people on the LRAP by inviting school administration, students, professors, lawyers and the community and provide an opportunity for the coalition's views to be heard; · Letter Writing Campaigns - combined with a personal visit to the letter recipient. Outline how an LRAP program would personally affect the writer and detail the specific goals of the coalition;

Writing a Proposal

Set forth the LRAP plan in specific terms and include the results of earlier research. Work in coalition with a school that already has implemented an LRAP and ask for a copy of the school proposal and use it as a model. All allies of the coalition should review and sign in support of the proposal and determine the best time and method for presenting the proposal to the target.

Administering an LRAP

Form a committee composed of students, alumni, faculty and administration to oversee the funding, publicity and improvement of the program. Ask if the public interest oriented student groups are willing to take on an oversight role to ensure a well-run LRAP.

FINANCING · Within the School - encourage the administration not to view an LRAP as an alternative program or a frill in the financial aid package, but as an essential component of the financial aid package. Some funding sources from within the school include a Dean's discretionary fund, continuing legal education course revenues, alumni donors, class gifts, student fees, publications revenue, law school application fees and on-campus interview fees; · Foundation Funding - the development office at school is the best resource to research this. This office usually has close relationships with the local and national foundation community and can help the coalition focus its research to potential foundation sources; · Interest on Lawyers Trust Accounts - these are accounts that lawyers set up to temporarily hold their clients funds. They generate millions in interest and are typically used to fund programs for low-income persons; · Law Firm Contributions - law firms have become increasingly conscious of their community reputation due to the competition for top graduates, and may be willing to contribute to improve their reputation.

Publicizing the Program

The oversight committee should continue to publicize the program once it has been established and emphasize its continuing importance to the school. This is especially important, considering that in recent years, five schools have eliminated or decreased funding for their LRAP's. Publicize the LRAP in newsletters, law school brochures, catalogues, alumni magazines, flyers, etc. The career development office should also feature the school's LRAP and educate public interest employers about the program. (From Kidd, Susan, "Take Action: Establish a Law School Loan Repayment Assistance Program", The Public Lawyer, Winter 2001.)

SAMPLE PROPOSAL OUTLINE

I. Cover Page

II. Coalition Members and Organizations

III. Table of Contents

IV. Background of the Problem (Why this program is necessary) · High Tuition (national and school figures) · Cost of Living (geographical differences) · Rising Law School Debt (national and school figures) · Low Public Interest Salaries (national and school figures) · Low Actual Income (after taxes and loan payments-school figures-are subtracted) · Effect on Career Choice/Encouraging Lawyers to Enter the Public Interest Sector

V. Solution/Recommended Changes (How this program will solve the problem) · Definition of LRAP's · Why an LRAP Will Help · Law School's Mission · ABA Resolution · Other law school's with LRAP's (U.S. News and World report schools in top 25; Peer schools)

VI. Program Description (How this program will be implemented) · Program Design · Program Administration · Program Decisions · Program Funding (costs and ways to raise funds)

VII. Summary

VIII. Appendices · Letters of support from individuals · Letters of support from organizations

Sample Timeline for the First Year of the Campaign

August-September · Recruit interested students and organizations · Make contacts and plan the year using the Planning Strategy chart · Assess your resources; people, time, supplies, office space, money and contacts · Divide tasks between committees · Research past efforts at the school to implement or expand loan repayment assistance and public interest scholarship programs

September-October · Draft a strategy chart by mid-September · Recruit allies-faculty, administration, local alumni · Conduct survey and continue research · Hold a general meeting to recruit volunteers and members · Pass out survey and financial aid information around the same time students receive financial aid checks

October-November · Cultivate support within the student body and among administrators · Begin drafting proposal · Identify funding resources

November-December · Polish up proposal · Identify fundraising sources

January-February · Present proposal to members of the administration and faculty · Present proposal to the target(s) identified in the strategy chart · Continue to bring in new student participants · Begin more active publicity to help insure widespread approval and adoption of the proposal

February-March · Work with the administration to raise money once the proposal is adopted · Monitor and publicize the administration's activities · Make sure the administration follows through on their funding commitment

March-April · Celebrate victories and recognize the time the coalition's leaders and volunteers have put into the campaign · Regroup and begin revamping the campaign strategy if certain goals are not achieved, and consider what efforts will survive through the summer · Identify new student leaders to begin transition of knowledge, roles and campaign strategy · Evaluate and celebrate the coalition's successes and victories

April-May · A new timeline for fall should be in the planning stages, ready to be finalized next fall

Ten Commandments

1) Organize a coalition in support of the LRAP - breadth and diversity of groups who support the LRAP is more important than size in helping to expand your contacts. Make a "best of all possible groups" including: student groups, professors, administration, bar association, law firms, judges, etc.

2) Develop a strategy, timetable and plan - consider all consequences before plunging in. Create a 12-month calendar with short, intermediate and long term goals, establish who is responsible for what task and set deadlines.

3) Anticipate your opponent's objections - be ready to counter with specific facts.

4) Do not lie or mislead anyone.

5) Activate your grassroots support-talk to students one-on-one, hold informal gatherings to talk with students about the program, distribute fliers and fact sheets.

6) Be ready to compromise - no program ever looks the same as when it was proposed. Create the ideal plan and know where compromise is most likely.

7) Thank anyone who has helped - cultivate relationships for the long run. Hold gatherings once a semester to celebrate the hard work.

8) Be ready to follow through - don't abandon the project mid-stream, it will be more difficult for a group trying again in the future to be taken seriously. Have a meeting with the incoming officers of the student groups and explain the project and participate in orientation day to involve 1L's and 2L's.

9) Use the media to generate interest in the issue - Issue press releases, write letters to the editor and become involved with the school newspaper.

10) Don't get mad, get even - if the school is not supportive of an LRAP, let them know that it is bad publicity to ignore the concerns of students interested in public interest work.

Law Schools with LRAP Programs

American University, Benjamin N. Cardozo, Boston College, Brooklyn Law School, Case Western Reserve, Columbia, Cornell, Duke, Fordham, Franklin Pierce, George Washington, Georgetown, Harvard, Hofstra, Loyola, Los Angeles Loyola, Chicago Loyola, New Orleans, NYU, Northeastern, Northwestern University, Northwestern at Lewis and Clark College, Pace, Rutgers, Newark, Santa Clara University, Stanford, Suffolk University, Temple University, Beasley, Tulane, University of California, Berkeley, University of California, Davis, University of California, Hastings, University of Chicago, University of Georgia, University of Iowa, University of Michigan, University of the Pacific, University of Pennsylvania, University of San Diego, University of San Francisco, University of Southern California, University of Toronto, University of Utah, University of Virginia, Valparaiso, Vanderbilt, Vermont, Yale

Law Schools with Public Interest Scholarship Programs

Boston College, Drake, Fordham, Georgetown, Gonzaga University, Loyola, Los Angeles, NYU, Northeastern, Santa Clara University, Stanford, University of Denver, University of Iowa, University of Kansas, University of Pennsylvania

 

THE JUDICIAL INQUIRY BOARD AND THE ILLINOIS COURTS COMMISSION

The Illinois Constitution creates and empowers the Illinois court system. The Constitution provides that all state judges (except associate judges) are elected. Illinois citizens, by electing the judges, entrust the officers of the judicial system to make just decisions and to ensure justice for all. While most judges fulfill their objective role admirably, some judges make mistakes. Many errors result from accident or ignorance and others arise from individual avarice. The behavior of judges is guided by a judicial "ethics code" that seeks foremost to preserve the integrity of the judicial office. The State Constitution provides for the creation of the Illinois Judicial Inquiry Board and the Illinois Courts Commission to help ensure that judges are acting in the best interest of Illinois and its citizens and to allow the people of Illinois to file complaints against judges who display 'inappropriate behavior.

OVERVIEW OF THE ILLINOIS JUDICIAL SYSTEM

Article VI, Constitution of the State of Illinois (I 970) The Illinois Constitution divides the state court system into five judicial districts and into three levels: the Supreme Court, the Appellate Courts, and the Circuit Courts. The jurisdiction (authority to hear a case) and organization of the different levels differ: Supreme Court: The Supreme Court, the highest tribunal 'in Illinois, consists of seven justices elected for ten-year terms. Three of the justices are elected from the First Judicial District, which encompasses Cook County. The other four justices are elected from each of the remaining judicial districts in Illinois. The justices select one justice to serve a three-year term as Chief Justice. Four justices must be in agreement for a decision by the Court. The Court may exercise original jurisdiction (the power to be the first to hear) in cases enumerated under the State Constitution and may hear appeals from the appellate courts as provided by its own rules. The Court must hear appeals from circuit courts involving death sentences and certain appeals from the appellate courts as enumerated under the State Constitution. The Court also serves as the general administrative and supervisory authority of all other state courts. Appellate Courts: There are five Appellate Court districts in Illinois. Each appellate court judge is elected for a ten-year term. The appellate courts are empowered to hear appeals from the Circuit Courts in their districts and administrative agencies. Circuit Courts: The 22 judicial circuits in Illinois are comprised of circuit judges elected for six-year terms, and associate judges, appointed for four-year terms by the circuit court judges in their districts. Circuit courts have original jurisdiction of all matters that can be brought before a court of law, except when the Supreme Court has original and exclusive jurisdiction as provided by the State Constitution.

JUDICIAL "ETHICS CODE" The current Illinois "Code of Judicial Conduct" closely parallels the American Bar Association's 1972 code of judicial ethics. The Code serves as a normative guide for proper behavior and decorum: CANON 1 (rule61): A judge should uphold the integrity and independence of the Judiciary. CANON 2 (rule 62): A judge should avoid impropriety and the appearance of impropriety in all of the judge's activities. CANON 3 (rule 63): A judge should perform the duties of judicial office impartially and diligently. CANON 4 (rule 64): A judge may engage in activities to improve the law, the legal system and the administration of justice. CANON 5 (rule 65): A judge should regulate his or her extrajudicial activities to minimize the risk of conflict with the judges' duties. CANON 6 (rule 66): Nonjudicial compensation and annual statement of economic interest-a judge may not receive compensation for the law related and extrajudicial activities permitted by this code; however, he or she may receive an honorarium and reimbursement of expenses if the source of such payments does not give the appearance of influencing the judge in his or her judicial duties or otherwise give the appearance of impropriety. CANON 7 (rule 67): A judge or judicial candidate shall refrain from inappropriate political activity.

The Illinois Judicial Inquiry Board and Courts Commission

California was the first state to fulfill the need for formal procedures in addressing questions of judicial misconduct and incapacity. By 1981, every state had developed a system. Nonetheless, not all misdeeds are properly punished, nor do all states act uniformly.

Illinois' Attempts to Discipline Judges

1870: Illinois' attempt to curtail judicial indiscretion arose right after the Civil War. The 1870 Illinois Constitution empowered the general Assembly to remove any judge from office "for cause...upon concurrence of three-fourths of all the members elected, of each house." This rarely used procedure was one means of discipling judicial officers for imprudent conduct. Another method was for the electorate not to re-elect the judge to office.

1962: In November of 1962, the electorate adopted a new constitutional Judicial Article which created a new Courts Commission to discipline judges. The new act provided that "any judge may be retired for disability or suspended without pay or removed for cause by [the Commission]." Each court commissioner served until his successor was designated. The Supreme Court commissioner was the chairman of the Commission. The Supreme Court clerk was the clerk of the commission, and the marshal was the marshal. Anyone who believed that grounds existed for the "retirement for disability or suspension without pay or removal for cause of a judge" was encouraged to inform the Administrative Office of the Illinois Courts in writing. If the Supreme Court determined that there was a reason to convene the commission, or upon request of the Senate, the Chief Justice ordered the commission to convene. The Illinois Attorney General then prepared a complaint that reasonably informed the judge of the grounds upon which the charges were based. All matters prior to the filing of the complaint were confidential. At least three commissioners had to agree for a decision to be reached once a hearing was initiated. Originally, the powers of the Courts Commission were extensive. It could determine whether to investigate and prosecute, and it could impose sanctions, suspend without pay, or remove judges. The Director of the Administrative Office of the Illinois Courts, designated as the Commission's secretary, was empowered to receive written complaints of judicial officers and could launch investigations and relay recommendations to the commission. The Commission could then direct the filing of the complaint. All subjects related to the complaint's filing were confidential. If the complaint was filed, the commission would hold a public hearing. The Commission investigated charges, prosecuted accused judges, and made final rulings to determine whether a judge should be disciplined. This Courts Commission lasted seven and a half years and received 922 complaints about the conduct of judges. However, the commission was convened on only three occasions to hear charges. In one case, the judge resigned from office prior to his hearing. The complaint was dismissed in another. And in the last, the judge was removed from office after a hearing.

1970: The 1970 Illinois Constitution creates a two-step process, using two separate bodies to perform separate functions. This system substantially changed the way judges are disciplined. The Constitution succeeded in dividing the powers of the preceding Courts Commission by establishing investigative and prosecutorial functions within the Judicial Inquiry Board. While complaints against Illinois judges are filed with the Illinois Courts Commission, the Constitution provides that the House of Representatives has the sole power to impeach judicial officers. The Illinois Constitution also provides for the adoption by the Supreme Court of a judicial disciplinary process. Section 15(b) of Article VI creates a Judicial Inquiry Board, the first step of the two-tiered process. The Board is composed of two Circuit Judges selected by the Supreme Court, and four non-lawyers and three lawyers appointed by the Governor. No more than two of the lawyers and two of the non-lawyers can be members of the same political party. The terms of the Board members are four years, with an eight-year term limit. The Board has the authority to conduct investigations and receive and initiate complaints. The Board will file a complaint if at least five members believe that a reasonable basis exists to charge the judge with "willful misconduct, persistent failure to perform duties, or other conduct prejudicial to the administration of justice or that brings the judicial office into disrepute." Section 15(e) provides for the second tier of the disciplinary process by reestablishing a permanent Courts Commission "to hear complaints filed by the Judicial Inquiry Board." The five member Courts Commission is composed of one Supreme Court Justice selected by the Supreme Court Justices, two Appellate Court Judges selected by the Appellate Court Judges, and two Circuit Court Judges selected by the Supreme Court. The Courts Commission retains only the responsibility to adjudicate matters presented by the Board. Both agencies are partially insulated from outside government interference, but the Illinois Supreme Court determines if the agencies have acted within the confines of the Illinois State Constitution. The process seems flexible and efficient, but its application has not proved effective.

ILLINOIS' TWO-TIERED SYSTEM TO DISCIPLINE JUDGES

COMPLAINT IS FILED WITH: The Illinois Judicial Inquiry Board · Nine members, four year terms, eight year maximum service; · Two Circuit Court Judges selected by the Supreme Court, four non-lawyers and three lawyers appointed by the Governor; · No more than two of the lawyers and two of the non-lawyers can be from the same political party; · POWER: Conduct investigations and receive and initiate complaints; · If at least five Board members believe that a reasonable basis exists to charge the judge with "willful misconduct, persistent failure to perform duties, or other conduct prejudicial to the administration of justice or that brings the judicial office into disrepute," it will file a complaint with the Courts Commission. Current Board Members- William A. Sunderman, Chairman Milton H. Gray Sharon Gist Gilliam Gloria C. Moringstar Lester Foreman Rodney Gholson Lindsey Parkhurst John W. Rapp

COMPLAINT IS HEARD BY: The Illinois Courts Commission · Five Members: One Supreme Court Judge selected by the Supreme Court, one of whom serves as the Chairman of the courts Commission, two Appellate Court Judges selected by the Appellate Court Judges and two Circuit Court Judges selected by the Supreme Court; · POWER: Hear complaints filed by the Judicial Inquiry Board; After proper notice and public hearing, the Board has the power to: - Remove a Judge from office; - Censure (issue official disapproval of actions) or reprimand a judge for "willful misconduct in office, persistent failure to perform his duties, or other conduct that is prejudicial to the administration of justice or that brings the judicial office into disrepute"; - Suspend a judge without pay; - Suspend, with or without pay, or retire a judge who is mentally or physically unable to perform his or her duties. · Decisions of the Courts Commission are final. Current Commissioners- Hon. Mary Ann G. McMorrow Hon. Robert Chapman Buckley Hon. Fred S. Carr, Jr. Hon. Raymond Funderburk Hon. James A. Knecht Michael Lawrence Paula Wolff

THE PITFALLS OF ILLINOIS JUDICIAL DISCIPLINE

During 1994-1995, California and New York disciplined 36 judges and 30 judges respectively. While having half as many judges, Illinois disciplined only one judge during the same time period. Although these figures do not display the quality of results, they certainly demand an explanation. Yet, because matters prior to a formal complaint are confidential, no official answers are forthcoming. In the 30 years that the current system has operated, the Board has received over 4000 complaints of injudicious conduct, but has presented only 70 formal complaints to the Courts Commission. The majority of the formal complaints were either dismissed or simply handled with reprimands. Furthermore, a loophole exists in the process: judges who resign during an investigation are immune from commission scrutiny. Illinois judges subject to this process and its lackluster application simply have nothing to fear. Not all states employ the same methods nor achieve consistent results in their search for judicial integrity. But there is no simple way to explain the state of Illinois' languishing judicial discipline. Illinois has often been unable to investigate judges worthy of concern, let alone exact discipline, because the system operates without adequate personnel and money. For Example: · Twice between 1993-1997, Governor Edgar let a majority of the Board members' terms expire, leaving the Board without a quorum to conduct business. · The 1999 budget of the Judicial Inquiry Board was $525,171. Investigating and disciplining judges cost California and New York $3.98 million and $1.64 million a year, respectively. Although New York and California use unicameral disciplinary systems (one disciplinary body), as do 42 other states, it is not necessarily the organizational scheme that determines success. Pennsylvania has a reliable two-tiered system, but had a 1997 budget of $1.2 million. Illinois must make a commitment to strengthen its system financially. · All matters prior to a formal complaint are confidential. Because of the Board's essentially confidential process, the public is unable to monitor its activities. This includes the investigative work of the Board. If a judge resigns before the complaint is made, the file stays closed. The Board has plea bargained matters and sent private letters to judges warning of impending action without making a formal complaint, thereby releasing the offending judge from public scrutiny. These methods do not deter judges from acting inappropriately. Typically, plea-bargaining stems from an overburdened system, yet the courts commission has heard no more than three cases a year. · Judges will not change their behavior if they know the voting public will not view their indiscretions, that investigations will be confidential, and that they may avoid prosecution altogether through resignation. · The answer is not necessarily to scrap the two-tiered system and try to reformulate the entire process. The Pennsylvania two-tiered system works because judges work in concert with the public in both organizations to ensure judicial propriety, and the budget is sufficient to enable a competent staff and through investigations.

A REPRIMAND AND A SMILE

Judicial indiscretion and penance in Illinois include:

· In 1978, a judge was accused of striking a deputy sheriff who had informed the judge that the sheriff's department would issue a ticket to the judge's son for driving a motorcycle without a license. Action Taken: Charges dropped because the commission reasoned that this was just "one instance in which the judge threatened trouble" and thus "did not warrant disciplinary action." Furthermore, the judge was displaying common behavior of a man defending his son. The Commission attributed the criminal charges to bad feelings between the judge and the sheriff's office.

· In 1981, a judge ordered three men charged with traffic violations to sign jury waiver forms, then stated that they signed them voluntarily. Action Taken: Dismissed because "there had been no showing of a general attitude of arbitrariness on the part of the judge in the performance of his judicial duties or in the exercise of judicial authority."

· In 1987, the Courts Commission found that a judge a) fired his secretary for ending their romantic relationship; b) while presiding in a criminal case, impaneled a jury that included a police officer and the criminal defendant's former mother-in-law, without the presence of the prosecutor, defendant, or defense counsel, and without allowing challenges to jurors. At the defendant's hearing, in open court, the judge admitted that his actions were inappropriate, but displayed a blatant disregard for the defendant's rights; c) refused to answer several questions asked by the Judicial Inquiry Board regarding the charges, asserting his "right of personal privacy." Action Taken: Six months suspension without pay.

· In 1989, a judge singled out a high school student whose class was allowed to observe the proceedings in the judge's courtroom. The judge criticized the student before the bench for creating a disturbance, when none had occurred. He then ordered the student taken into custody. A deputy sheriff took the student to chambers and handcuffed him to a chair. The judge again berated the student, brought him before the bench, handcuffed him once more, and finally made the student apologize in court. The student, nor his teacher, was ever informed of the grievous actions demanding this punishment. Action Taken: Censured for his actions.

· In 1995, a judge falsely represented that he had won the Congressional Medal of Honor. He allowed others to maintain the lie and even spoke publicly about it. Action Taken: Censured for his actions.

· In 1996, Illinois Supreme Court Justice James D. Heiple, who, at the time, served as chairman of the Courts Commission, was stopped for speeding. He led police on a car chase that ended at the Justice's home. The Justice allegedly resisted arrest. He plead guilty to charges of speeding and disobeying police, but other charges, including resisting arrest, were dropped. · Action Taken: Censured for his actions.

FILING A COMPLAINT:

To file a complaint against a judicial officer, write to: The Illinois Judicial Inquiry Board 100 W, Randolph Street, Suite 14-500 Chicago, IL 60601 To obtain a complaint form, call: (312) 814-5554 or (800) 227-9429 The information you will need to provide to the Judicial Inquiry Board to begin an investigation about the alleged misconduct or inability of a judicial officer to perform his/her duties includes: · When: Provide the specific date, location and time of the alleged judicial misconduct or disability. If the alleged misconduct or disability occurred during a lawsuit, provide the case name and case number and what kind of case it was (e.g. criminal), what relation you plated in the case (e.g. party or attorney to the witness, etc.), and the name of any attorney involved in the case. · Documentation: Include all documents that support the alleged misconduct or disability. You will also need to provide the name, address and phone number of any other witnesses to the challenged conduct. · Specific Behavior: Finally, describe in detail your allegations of the judge's misconduct or disability. THERE IS NO FEE TO FILE A COMPLAINT

JUDGING THE JUDGES' BEHAVIOR

The Illinois Courts Commission has tended to be protective of judges. This is not surprising since members of the Commission are judges. The success of any disciplinary system is dependent upon the complete scheme. Funding and support must come from the state level. Judges, attorneys and law enforcement officials should be reminded of their legal and ethical obligations to report misconduct and cooperate with investigations. The public, hungry for access, must be made an equal partner in the process. Although confidentiality is a valid and important right, judges should not be allowed to shield themselves from public scrutiny simply because they are judges. Finally, the courts must be just and appear to be just to have the respect of the public. The Illinois Commission on judicial conduct should be more responsible and accountable to the public.